Lloyd M Yates
CIK 1311411 · Director and President & CEO · last filed 2026-07-24
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$33.84M
Companies
8
Total Filings
150
Lifetime Open-Market Net
-$12.39M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MRSH | Director | 12,000 | $192.19 | $2.31M | -$2.11M | 4 | 2026-07-24 |
| NI | Director and President & CEO | 519,556 | $45.73 | $23.76M | -$520.3K | 13 | 2026-05-26 |
| MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Director | 24,000 | $182.62 | $4.38M | -$440.7K | 38 | 2025-11-18 |
| SON | Director | — | $60.56 | — | $0 | 18 | 2022-03-14 |
| AWK | Director | 7,036 | $138.04 | $971.2K | $231.9K | 3 | 2021-05-13 |
| DUK | EVPCust&DelivOps;PresCarolinas | 41,783 | $129.24 | $5.40M | -$2.59M | 3 | 2019-08-28 |
| DUKH | EVPCust&DelivOps;PresCarolinas | 59,335 | $23.73 | $1.41M | -$4.01M | 35 | 2019-03-04 |
| PROGRESS ENERGY INC (PGN) Delisted | President & CEO of major sub. | 67,286 | — | — | -$2.95M | 32 | 2012-03-26 |
Recent Filings · Page 5 of 15
150 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-11-16 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Other (J) | — | $0 | EDGAR |
| 2021-10-05 | SON | Grant (A) | — | $0 | EDGAR |
| 2021-09-13 | SON | Grant (A) | — | $0 | EDGAR |
| 2021-08-17 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Other (J) | — | $0 | EDGAR |
| 2021-07-06 | SON | Grant (A) | — | $0 | EDGAR |
| 2021-06-14 | SON | Grant (A) | — | $0 | EDGAR |
| 2021-06-03 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2021-05-26 | NI | Grant (A) | +5,922 | $150.0K | EDGAR |
| 2021-05-18 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Other (J) | — | $0 | EDGAR |
| 2021-05-13 | AWK | Grant (A) | +936 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.