Home

Steven N Kaplan

CIK 1324001 · last filed 2026-05-19

Steven N Kaplan is a corporate insider who has filed 124 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for MORN, was dated May 19, 2026. Across all open-market trades the lifetime net is −$7.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $8.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$8.69M

Companies

3

Total Filings

124

Lifetime Open-Market Net

-$7.29M

Filer Profile

Reported Address
C/O MORNINGSTAR, INC.
22 WEST WASHINGTON STREET
CHICAGO, IL 60602
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MORN Director 43,080 $201.73 $8.69M -$7.07M 77 2026-05-19
Zayo Group Holdings, Inc. (ZAYO) Delisted Director 0 — — $0 23 2020-03-09
R1 RCM Holdco Inc. (AH) Delisted Director 388,641 — — -$219.1K 16 2014-01-03

Recent Filings

124 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-19 MORN Grant (A) +1,144 $0 EDGAR
2025-05-19 MORN Grant (A) +620 $0 EDGAR
2024-11-12 MORN Notice (144) −1,250 -$435.7K EDGAR
2024-11-12 MORN Disp (D) −1,250 -$435.7K EDGAR
2024-08-13 MORN Disp (D) −1,250 -$381.8K EDGAR
2024-08-12 MORN Notice (144) −1,250 -$381.8K EDGAR
2024-05-17 MORN Grant (A) +639 $0 EDGAR
2024-05-13 MORN Sell (S) −1,250 -$372.7K EDGAR
2024-05-10 MORN Notice (144) −1,250 -$372.7K EDGAR
2024-03-12 MORN Sell (S) −1,250 -$383.5K EDGAR
Showing 1–10 of 124
Page 1 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.