Roger Lee Nicholson
CIK 1329540 · CAO, GC & Secretary · last filed 2024-06-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.98M
Companies
3
Total Filings
39
Lifetime Open-Market Net
-$18.24M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AMR | CAO, GC & Secretary | 13,852 | $143.21 | $1.98M | -$18.26M | 19 | 2024-06-04 |
| Alpha Metallurgical Resources, Inc. (CTRA) Delisted | CAO, GC & Secretary | 60,690 | $32.56 | $1.98M | $9.7K | 3 | 2021-02-02 |
| International Coal Group, Inc. (ICO) Delisted | SVP, Secretary & Gen Counsel | 0 | — | — | $11.2K | 12 | 2011-06-15 |
Recent Filings · Page 3 of 4
39 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-08-12 | AMR | Buy (P) | +500 | $17.6K | EDGAR |
| 2021-05-13 | AMR | Buy (P) | +500 | $7.4K | EDGAR |
| 2021-03-17 | AMR | Buy (P) | +1,000 | $12.6K | EDGAR |
| 2021-02-22 | AMR | Tax (F) | −3,287 | -$49.2K | EDGAR |
| 2021-02-02 | Alpha Metallurgical Resources, Inc. (CTRA) Delisted | Grant (A) | +37,138 | $0 | EDGAR |
| 2020-03-27 | Alpha Metallurgical Resources, Inc. (CTRA) Delisted | Buy (P) | +4,000 | $9.7K | EDGAR |
| 2020-02-20 | Alpha Metallurgical Resources, Inc. (CTRA) Delisted | Grant (A) | +19,552 | $0 | EDGAR |
| 2011-06-15 | International Coal Group, Inc. (ICO) Delisted | U | −86,393 | -$1.26M | EDGAR |
| 2011-03-29 | International Coal Group, Inc. (ICO) Delisted | Tax (F) | −495 | -$5.5K | EDGAR |
| 2011-02-24 | International Coal Group, Inc. (ICO) Delisted | Grant (A) | +11,068 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.