Roger Lee Nicholson
CIK 1329540 · CAO, GC & Secretary · last filed 2024-06-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.98M
Companies
3
Total Filings
39
Lifetime Open-Market Net
-$18.24M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AMR | CAO, GC & Secretary | 13,852 | $143.21 | $1.98M | -$18.26M | 19 | 2024-06-04 |
| Alpha Metallurgical Resources, Inc. (CTRA) Delisted | CAO, GC & Secretary | 60,690 | $32.56 | $1.98M | $9.7K | 3 | 2021-02-02 |
| International Coal Group, Inc. (ICO) Delisted | SVP, Secretary & Gen Counsel | 0 | — | — | $11.2K | 12 | 2011-06-15 |
Recent Filings · Page 2 of 4
39 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-01-26 | AMR | Mixed | −300 | -$642.8K | EDGAR |
| 2023-03-01 | AMR | Sell (S) | −11,603 | -$1.89M | EDGAR |
| 2023-02-22 | AMR | Tax (F) | −2,989 | -$508.2K | EDGAR |
| 2023-01-31 | AMR | Tax (F) | −5,676 | -$936.9K | EDGAR |
| 2023-01-27 | AMR | Mixed | +4,496 | $209.7K | EDGAR |
| 2022-03-11 | AMR | Sell (S) | −16,152 | -$1.93M | EDGAR |
| 2022-02-22 | AMR | Tax (F) | −2,989 | -$261.3K | EDGAR |
| 2022-02-01 | AMR | Tax (F) | −5,736 | -$370.7K | EDGAR |
| 2022-01-27 | AMR | Grant (A) | +7,790 | $0 | EDGAR |
| 2021-12-20 | AMR | Gift (G) | −2,250 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.