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BRUCE A CLEVELAND

CIK 1333063 · Senior VP and CMO · last filed 2021-09-21

BRUCE A CLEVELAND is a Senior VP and CMO who has filed 7 SEC Form 4 insider transactions across 2 companies since 2013. The most recent filing, for AI, was dated Sep 21, 2021. Across all open-market trades the lifetime net is −$9.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $335.8K across reported positions. 31 SEC filings were submitted jointly with PHILIP T GIANOS.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$335.8K

Companies

2

Total Filings

7

Lifetime Open-Market Net

-$9.17M

Filer Profile

Reported Address
C/O C3.AI, INC.
1300 SEAPORT BLVD, SUITE 500
REDWOOD CITY, CA 94063
Related Filers
PHILIP T GIANOS — 31 joint filings, latest 2016-03-31
W Stephen Holmes — 31 joint filings, latest 2016-03-31
Gilbert H Kliman — 29 joint filings, latest 2016-03-31
ARNOLD L ORONSKY — 28 joint filings, latest 2016-03-31
InterWest Partners IX, LP — 25 joint filings, latest 2015-06-30
Nina S Kjellson — 23 joint filings, latest 2015-06-30
KHALED NASR — 23 joint filings, latest 2016-03-31
InterWest Management Partners IX, LLC — 20 joint filings, latest 2015-06-30
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AI Senior VP and CMO 32,108 $10.46 $335.8K -$9.17M 5 2021-09-21
TESARO, Inc. (TSRO) Delisted 2,471,701 — — $0 1 2013-08-07

Recent Filings

7 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-09-21 AI Mixed — -$457.5K EDGAR
2021-06-25 AI Grant (A) +500 $0 EDGAR
2021-06-14 AI Mixed — -$2.74M EDGAR
2021-03-10 AI Mixed −36,474 -$5.57M EDGAR
2020-12-11 AI Conv (C) +27,333 $0 EDGAR
2013-08-07 TESARO, Inc. (TSRO) Delisted Other (J) −4,200,000 $0 EDGAR
2011-09-23 — Buy (P) +2,172,280 $15.73M
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.