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James P Smyth

CIK 1338197 · Executive Vice President · last filed 2011-02-02

James P Smyth is an Executive Vice President who has filed 13 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for KCG, was dated Feb 2, 2011. Across all open-market trades the lifetime net is −$4.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.9M across reported positions. 17 SEC filings were submitted jointly with KNIGHT CAPITAL GROUP LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.86M

Companies

2

Total Filings

13

Lifetime Open-Market Net

-$4.82M

Filer Profile

Reported Address
545 WASHINGTON BLVD
JERSEY CITY, NJ 07310
Related Filers
KNIGHT CAPITAL GROUP LLC — 17 joint filings, latest 2011-02-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KNIGHT CAPITAL GROUP, INC. (KCG) Delisted Executive Vice President 242,510 — — $0 1 2011-02-02
NITE Executive Vice President 176,795 $38.78 $6.86M -$4.82M 12 2010-03-02

Recent Filings

13 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-02-02 KNIGHT CAPITAL GROUP, INC. (KCG) Delisted Mixed +18,486 $261.9K EDGAR
2010-03-02 NITE Tax (F) −3,860 -$62.4K EDGAR
2010-02-03 NITE Mixed +61,884 $980.2K EDGAR
2009-08-27 NITE Sell (S) −80,000 -$1.64M EDGAR
2009-03-03 NITE Tax (F) −3,890 -$68.2K EDGAR
2009-02-03 NITE Mixed +64,965 $1.20M EDGAR
2008-04-22 NITE Sell (S) −35,000 -$630.0K EDGAR
2008-03-03 NITE Tax (F) −3,890 -$65.6K EDGAR
2008-02-04 NITE Mixed +66,521 $1.13M EDGAR
2007-08-21 NITE Mixed −50,020 -$729.2K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.