Home

DAVID E SWEET

CIK 1339801 · last filed 2014-10-03

DAVID E SWEET is a corporate insider who has filed 56 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing, for THLD, was dated Oct 3, 2014. Across all open-market trades the lifetime net is +$9.4M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $4.7M across reported positions. 20 SEC filings were submitted jointly with JAMES C GAITHER.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$4.71M

Companies

6

Total Filings

56

Lifetime Open-Market Net

$9.38M

Filer Profile

Reported Address
755 PAGE MILL ROAD
SUITE A-200
PALO ALTO, CA 94304-1005
Related Filers
JAMES C GAITHER — 20 joint filings, latest 2013-03-22
DAVID L ANDERSON — 19 joint filings, latest 2013-03-22
G LEONARD BAKER JR — 19 joint filings, latest 2013-03-22
ANDREW T SHEEHAN — 19 joint filings, latest 2013-03-22
SUTTER HILL VENTURES — 16 joint filings, latest 2013-03-22
WILLIAM H YOUNGER JR — 16 joint filings, latest 2013-03-22
TENCH COXE — 14 joint filings, latest 2012-09-06
GREGORY P SANDS — 14 joint filings, latest 2011-12-13
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Molecular Templates, Inc. (THLD) Delisted 10%+ Owner 428,673 — — -$2.34M 5 2014-10-03
Mattersight Corp (MATR) Delisted 10%+ Owner 5,853 — — $2.12M 6 2013-12-05
DEXTERA SURGICAL INC (CRDC) Delisted 10%+ Owner 3,437,421 — — $11.35M 4 2013-03-22
CORT 10%+ Owner 41,723 $112.79 $4.71M $3.46M 10 2012-04-02
Mattersight Corp (ELOY) Delisted 10%+ Owner 20,597 — — $3.89M 27 2008-09-16
Data Domain, Inc. (DDUP) Delisted 10%+ Owner 4,548,750 — — -$9.11M 4 2008-01-08

Recent Filings

56 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-10-03 Molecular Templates, Inc. (THLD) Delisted Mixed +192,491 $3 EDGAR
2013-12-05 Mattersight Corp (MATR) Delisted Buy (P) +229,433 $894.8K EDGAR
2013-06-04 Molecular Templates, Inc. (THLD) Delisted Mixed +546,354 $10 EDGAR
2013-03-22 DEXTERA SURGICAL INC (CRDC) Delisted Buy (P) +9,817,360 $10.31M EDGAR
2013-03-22 DEXTERA SURGICAL INC (CRDC) Delisted Buy (P) +991,573 $1.04M EDGAR
2012-09-06 Mattersight Corp (MATR) Delisted Buy (P) +187,202 $1.01M EDGAR
2012-08-31 Mattersight Corp (MATR) Delisted Buy (P) +18,764 $99.6K EDGAR
2012-08-23 Mattersight Corp (MATR) Delisted Buy (P) +19,813 $99.1K EDGAR
2012-08-21 Mattersight Corp (MATR) Delisted Buy (P) +3,500 $16.8K EDGAR
2012-04-02 CORT Mixed +3,429 $10.1K EDGAR
Showing 1–10 of 56
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.