Andrew Dakos
CIK 1341021 · President and CEO · last filed 2026-10-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
SVVC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 708
SADDLE BROOK, NJ 07663
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TRC | Director | 62,388 | $16.38 | $1.02M | $0 | 6 | 2026-10-20 |
| SWZ | President and CEO | 178,649 | $5.83 | $1.04M | $2.66M | 40 | 2026-09-29 |
| SPE | President and CEO | 5,184 | $12.21 | $63.3K | -$42.0K | 17 | 2026-06-04 |
| MFS INVESTMENT GRADE MUNICIPAL TRUST (CXH) Delisted | 10%+ Owner | 16,896 | $7.63 | $128.9K | $96.9K | 1 | 2026-02-13 |
| PCF | President | 10,705 | $4.96 | $53.1K | -$1.42M | 20 | 2024-12-16 |
| Brookfield DTLA Fund Office Trust Investor Inc. (DTLA) Delisted | Director | 0 | — | — | $28.6K | 2 | 2019-01-04 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (AKP) Delisted | 10%+ Owner | 739,930 | — | — | $5.4K | 1 | 2018-10-01 |
| PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | 10%+ Owner | 1,392,652 | — | — | $4.67M | 21 | 2017-06-29 |
| KOREA EQUITY FUND INC (KEF) Delisted | 10%+ Owner | 1,706,374 | — | — | $8.35M | 6 | 2017-06-22 |
| CROSSROADS CAPITAL, INC. (XRDC) Delisted | Director | 826,327 | — | — | $0 | 1 | 2017-06-08 |
| JPMORGAN CHINA REGION FUND, INC. (JFC) Delisted | 10%+ Owner | 812,868 | — | — | $9.92M | 6 | 2017-05-31 |
| NXG NextGen Infrastructure Income Fund (SZC) Delisted | 10%+ Owner | 457,550 | $40.78 | $18.66M | $0 | 1 | 2017-02-16 |
| Nuveen Long/Short Commodity Total Return Fund (CTF) Delisted | 10%+ Owner | 1,159,980 | — | — | $1.05M | 2 | 2016-12-02 |
| FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted | 10%+ Owner | 1,940,479 | — | — | $12.93M | 23 | 2016-10-07 |
| Nuveen Global Equity Income Fund (JGV) Delisted | 10%+ Owner | 2,194,974 | — | — | $7.68M | 8 | 2016-09-30 |
| Virtus Total Return Fund (DCA) Delisted | 10%+ Owner | 3,978,432 | — | — | $8.82M | 11 | 2016-09-08 |
| EMERGENT CAPITAL, INC. (EMG) Delisted | Director | 2,267,589 | — | — | $0 | 2 | 2016-06-03 |
| DEUTSCHE GLOBAL HIGH INCOME FUND, INC. (LBF) Delisted | 10%+ Owner | 495,745 | — | — | -$694.4K | 3 | 2016-04-29 |
| LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted | 10%+ Owner | 2,167,343 | — | — | $5.72M | 12 | 2016-04-21 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | 10%+ Owner | 1,137,599 | — | — | -$727.3K | 1 | 2015-10-28 |
| MFS INTERMARKET INCOME TRUST I (CMK) Delisted | 10%+ Owner | 1,601,806 | — | — | $7.04M | 6 | 2015-09-10 |
| CROSSROADS CAPITAL, INC. (BDCV) Delisted | 10%+ Owner | 826,327 | — | — | $225.2K | 2 | 2015-07-13 |
| EMERGENT CAPITAL, INC. (IFT) Delisted | Director | 2,256,081 | — | — | $0 | 7 | 2015-06-26 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUND (AYN) Delisted | 10%+ Owner | 11,605 | — | — | $22.3K | 1 | 2015-04-02 |
| Firsthand Technology Value Fund, Inc. (SVVC) Delisted | 10%+ Owner | 608,335 | $0.23 | $143.0K | -$13.89M | 5 | 2015-02-10 |
| MXE | Director | 0 | $12.71 | $0 | -$1.95M | 16 | 2013-04-30 |
| SPECIAL OPPORTUNITIES FUND, INC. (SPEFR) Delisted | President | 1,000 | — | — | $0 | 1 | 2012-07-06 |
| SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Director | 0 | — | — | -$708.0K | 1 | 2010-01-26 |
Recent Filings · Page 11 of 23
228 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-03-02 | KOREA EQUITY FUND INC (KEF) Delisted | Buy (P) | +221,200 | $1.82M | EDGAR |
| 2017-02-22 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +8,000 | $62.6K | EDGAR |
| 2017-02-21 | KOREA EQUITY FUND INC (KEF) Delisted | Buy (P) | +248,984 | $2.04M | EDGAR |
| 2017-02-16 | NXG NextGen Infrastructure Income Fund (SZC) Delisted | — | — | $0 | EDGAR |
| 2017-02-16 | KOREA EQUITY FUND INC (KEF) Delisted | Buy (P) | +29,600 | $242.7K | EDGAR |
| 2017-02-09 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +48,696 | $378.9K | EDGAR |
| 2017-02-06 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +27,712 | $214.8K | EDGAR |
| 2016-12-14 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +42,064 | $302.7K | EDGAR |
| 2016-12-09 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +45,876 | $327.0K | EDGAR |
| 2016-12-07 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +85,344 | $605.8K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.