Andrew Dakos
CIK 1341021 · President and CEO · last filed 2026-07-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.13M
Companies
28
Total Filings
226
Lifetime Open-Market Net
$49.68M
Filer Profile
Reported Address
250 PEHLE AVE.SUITE 708
SADDLE BROOK, NJ 07663
Related Filers
LLP Bulldog Investors — 498 joint filings, latest 2026-02-26
PHILLIP GOLDSTEIN — 498 joint filings, latest 2026-02-26
Steven Samuels — 486 joint filings, latest 2019-12-06
FULL VALUE PARTNERS LP — 4 joint filings, latest 2016-08-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TRC | Director | 61,367 | $16.21 | $994.8K | $0 | 5 | 2026-07-15 |
| SWZ | President and CEO | 171,000 | $5.92 | $1.01M | $2.55M | 39 | 2026-07-07 |
| SPE | President and CEO | 5,184 | $13.32 | $69.1K | -$42.0K | 17 | 2026-06-04 |
| MFS INVESTMENT GRADE MUNICIPAL TRUST (CXH) Delisted | 10%+ Owner | 16,896 | $7.63 | $128.9K | $96.9K | 1 | 2026-02-13 |
| PCF | President | 10,705 | $5.48 | $58.7K | -$1.42M | 20 | 2024-12-16 |
| Brookfield DTLA Fund Office Trust Investor Inc. (DTLA) Delisted | Director | 0 | — | — | $28.6K | 2 | 2019-01-04 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (AKP) Delisted | 10%+ Owner | 739,930 | — | — | $5.4K | 1 | 2018-10-01 |
| PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | 10%+ Owner | 1,392,652 | — | — | $4.67M | 21 | 2017-06-29 |
| KOREA EQUITY FUND INC (KEF) Delisted | 10%+ Owner | 1,706,374 | — | — | $8.35M | 6 | 2017-06-22 |
| CROSSROADS CAPITAL, INC. (XRDC) Delisted | Director | 826,327 | — | — | $0 | 1 | 2017-06-08 |
| JPMORGAN CHINA REGION FUND, INC. (JFC) Delisted | 10%+ Owner | 812,868 | — | — | $9.92M | 6 | 2017-05-31 |
| NXG NextGen Infrastructure Income Fund (SZC) Delisted | 10%+ Owner | 457,550 | $40.78 | $18.66M | $0 | 1 | 2017-02-16 |
| Nuveen Long/Short Commodity Total Return Fund (CTF) Delisted | 10%+ Owner | 1,159,980 | — | — | $1.05M | 2 | 2016-12-02 |
| FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted | 10%+ Owner | 1,940,479 | — | — | $12.93M | 23 | 2016-10-07 |
| Nuveen Global Equity Income Fund (JGV) Delisted | 10%+ Owner | 2,194,974 | — | — | $7.68M | 8 | 2016-09-30 |
| Virtus Total Return Fund (DCA) Delisted | 10%+ Owner | 3,978,432 | — | — | $8.82M | 11 | 2016-09-08 |
| EMERGENT CAPITAL, INC. (EMG) Delisted | Director | 2,267,589 | — | — | $0 | 2 | 2016-06-03 |
| DEUTSCHE GLOBAL HIGH INCOME FUND, INC. (LBF) Delisted | 10%+ Owner | 495,745 | — | — | -$694.4K | 3 | 2016-04-29 |
| LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted | 10%+ Owner | 2,167,343 | — | — | $5.72M | 12 | 2016-04-21 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | 10%+ Owner | 1,137,599 | — | — | -$727.3K | 1 | 2015-10-28 |
| MFS INTERMARKET INCOME TRUST I (CMK) Delisted | 10%+ Owner | 1,601,806 | — | — | $7.04M | 6 | 2015-09-10 |
| CROSSROADS CAPITAL, INC. (BDCV) Delisted | 10%+ Owner | 826,327 | — | — | $225.2K | 2 | 2015-07-13 |
| EMERGENT CAPITAL, INC. (IFT) Delisted | Director | 2,256,081 | — | — | $0 | 7 | 2015-06-26 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUND (AYN) Delisted | 10%+ Owner | 11,605 | — | — | $22.3K | 1 | 2015-04-02 |
| Firsthand Technology Value Fund, Inc. (SVVC) Delisted | 10%+ Owner | 608,335 | $0.23 | $143.0K | -$13.89M | 5 | 2015-02-10 |
| MXE | Director | 0 | $13.32 | $0 | -$1.95M | 16 | 2013-04-30 |
| SPECIAL OPPORTUNITIES FUND, INC. (SPEFR) Delisted | President | 1,000 | — | — | $0 | 1 | 2012-07-06 |
| SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Director | 0 | — | — | -$708.0K | 1 | 2010-01-26 |
Recent Filings · Page 2 of 23
226 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-26 | SWZ | Buy (P) | +6,000 | $35.8K | EDGAR |
| 2026-03-13 | SWZ | Buy (P) | +5,024 | $30.1K | EDGAR |
| 2026-03-09 | SWZ | Buy (P) | +24,500 | $146.7K | EDGAR |
| 2026-03-04 | SWZ | Buy (P) | +14,918 | $89.8K | EDGAR |
| 2026-03-02 | SWZ | Buy (P) | +7,000 | $43.2K | EDGAR |
| 2026-02-25 | SWZ | Buy (P) | +5,674 | $34.9K | EDGAR |
| 2026-02-23 | SWZ | Buy (P) | +8,000 | $49.1K | EDGAR |
| 2026-02-13 | MFS INVESTMENT GRADE MUNICIPAL TRUST (CXH) Delisted | Buy (P) | +11,967 | $96.9K | EDGAR |
| 2026-02-05 | SWZ | Buy (P) | +16,000 | $95.8K | EDGAR |
| 2026-01-27 | SWZ | Disp (D) | −12,672 | -$86.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.