Warburg Pincus IX LLC

CIK 1342445 · last filed 2013-06-26

Warburg Pincus IX LLC is a corporate insider who has filed 16 SEC Form 4 insider transactions across 8 companies since 2007. The most recent filing, for LPI, was dated Jun 26, 2013. Across all open-market trades the lifetime net is −$4.05B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.77B across reported positions. The firm reports its address in New York, NY. 99 SEC filings were submitted jointly with CHARLES R KAYE.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.77B

Companies

8

Total Filings

16

Lifetime Open-Market Net

-$4.05B

Filer Profile

Reported Address
450 LEXINGTON AVENUE
NEW YORK, NY 10017
Phone
(212) 878-0600
Related Filers
CHARLES R KAYE — 99 joint filings, latest 2014-12-19
Joseph P. Landy — 99 joint filings, latest 2014-12-19
PINCUS & CO. WARBURG — 99 joint filings, latest 2014-12-19
WARBURG PINCUS LLC — 99 joint filings, latest 2014-12-19
Warburg Pincus Private Equity IX, L.P. — 99 joint filings, latest 2014-12-19
Warburg Pincus Partners LLC — 98 joint filings, latest 2014-06-06
WPM GP, LLC — 25 joint filings, latest 2013-02-15
WPM, L.P. — 25 joint filings, latest 2013-02-15
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Vital Energy, Inc. (LPI) Delisted Director 3,348,874 $48.09 $161.05M $0 1 2013-06-26
BLDR 10%+ Owner 27,362,326 $60.37 $1.65B $4.97M 5 2012-06-06
TRGP 10%+ Owner 22,590,083 $290.25 $6.56B -$4.06B 3 2012-03-01
XWELL, Inc. (VRNG.WS) Delisted 10%+ Owner 0 -$2.24M 1 2011-06-24
FIS Director 40,953,968 $38.14 $1.56B $0 1 2010-12-21
Targa Resources Partners LP (NGLS) Delisted 10%+ Owner 15,763,895 $0 1 2009-09-28
NYFIX INC (NYFX) Delisted 10%+ Owner 4,375,227 $0 1 2009-07-01
Metavante Technologies, Inc. (MV) Delisted 10%+ Owner 29,776,933 $0 3 2008-09-16

Recent Filings

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-06-26 Vital Energy, Inc. (LPI) Delisted Other (J) −19,319,895 $0 EDGAR
2012-06-06 BLDR Buy (P) +289,100 $1.02M EDGAR
2012-06-01 BLDR Buy (P) +33,600 $132.7K EDGAR
2012-03-01 TRGP Other (J) −8,859,896 $0 EDGAR
2012-03-01 BLDR Buy (P) +700,742 $2.18M EDGAR
2011-06-24 XWELL, Inc. (VRNG.WS) Delisted Sell (S) −5,880,812 -$2.24M EDGAR
2011-04-28 TRGP Sell (S) −32,650,336 -$1.04B EDGAR
2010-12-21 FIS Grant (A) +1,347,903 $13.5K EDGAR
2010-12-14 TRGP Mixed −137,343,344 -$3.02B EDGAR
2010-01-22 BLDR Mixed +107,744,227 $377.10M EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.