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BARBARA BROOKE MANNING

CIK 1372333 · Officer of the Adviser · last filed 2018-12-06

BARBARA BROOKE MANNING is an Officer of the Adviser who has filed 6 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider sold $19.5K of CEM on Dec 6, 2018. Across all open-market trades the lifetime net is −$110, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

6

Lifetime Open-Market Net

-$110

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted 0 $44.64 $0 $585 2 2018-12-06
SCD Officer of the Adviser 0 $15.41 $0 -$10.0K 2 2016-12-02
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted 0 — — $9.3K 2 2016-12-01

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-12-06 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Sell (S) −1,608 -$19.5K EDGAR
2016-12-02 SCD Sell (S) −3,130 -$41.1K EDGAR
2016-12-01 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted Sell (S) −1,200 -$10.6K EDGAR
2014-02-28 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted Buy (P) +1,200 $19.9K EDGAR
2010-06-29 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Buy (P) +1,000 $20.1K EDGAR
2007-05-22 SCD Buy (P) +1,500 $31.1K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.