MERRILL LYNCH FINANCIAL MARKETS, INC

CIK 1383079 · last filed 2007-12-26

MERRILL LYNCH FINANCIAL MARKETS, INC is a corporate insider who has filed 6 SEC Form 4 insider transactions across 0 companies. The firm reports its address in New York, NY. 17 SEC filings were submitted jointly with DELPHI CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

0

Total Filings

6

Lifetime Open-Market Net

$0

Filer Profile

Reported Address

4 WORLD FINANCIAL CENTER
NEW YORK, NY 10080

Phone

(212) 449-5801

Related Filers

DELPHI CORP — 17 joint filings, latest 2008-05-23

MERRILL LYNCH & CO., INC. — 16 joint filings, latest 2008-05-23

MERRILL LYNCH BANK & TRUST CO., FSB — 16 joint filings, latest 2008-05-23

LYNCH INTERNATIONAL MERRILL — 16 joint filings, latest 2008-05-23

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. — 16 joint filings, latest 2008-05-23

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
No companies on record.

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $
2007-12-26	—	Mixed	—	$11.5K
2007-10-12	—	Mixed	—	$5.6K
2007-08-21	—	Mixed	−17,500	-$31.6K
2007-08-21	—	Mixed	+17,500	$42.9K
2007-03-13	—	Mixed	—	-$1
2007-01-30	—	Mixed	+750,000	$1.88M

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.