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Thomas Duane Morgan

CIK 1391130 · VP & Pres., Engrd. Prod. Group · last filed 2021-08-31

Thomas Duane Morgan is a VP & Pres., Engrd. Prod. Group who has filed 24 SEC Form 4 insider transactions across 3 companies since 2008. The most recent filing shows the insider bought $10.1K of CSWC on Aug 31, 2021. Across all open-market trades the lifetime net is −$636.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $610.1K across reported positions. 13 SEC filings were submitted jointly with CAPITAL SOUTHWEST CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$610.1K

Companies

3

Total Filings

24

Lifetime Open-Market Net

-$636.0K

Filer Profile

Reported Address
9800 RICHMOND AVE
SUITE 305
HOUSTON, TX 77042
Related Filers
CAPITAL SOUTHWEST CORP — 13 joint filings, latest 2021-08-31
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CSWC Director 24,821 $24.58 $610.1K $409.7K 11 2021-08-31
CAPITAL SOUTHWEST CORP (CSWCL) Delisted Director 19,332 — — $50.0K 1 2018-02-09
GARDNER DENVER INC (GDI) Delisted VP & Pres., Engrd. Prod. Group 4,774 — — -$1.10M 12 2013-03-11

Recent Filings

24 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-08-31 CSWC Buy (P) +381 $10.1K EDGAR
2018-02-09 CAPITAL SOUTHWEST CORP (CSWCL) Delisted Buy (P) +3,050 $50.0K EDGAR
2017-06-09 CSWC Buy (P) +3,100 $50.4K EDGAR
2016-11-16 CSWC Buy (P) +7,100 $101.9K EDGAR
2016-11-14 CSWC Buy (P) +7,100 $101.9K EDGAR
2016-06-27 CSWC Buy (P) +1,000 $14.0K EDGAR
2016-02-12 CSWC Buy (P) +950 $12.7K EDGAR
2015-11-12 CSWC Buy (P) +870 $12.7K EDGAR
2015-08-11 CSWC Buy (P) +300 $14.4K EDGAR
2015-05-06 CSWC Buy (P) +275 $13.1K EDGAR
Showing 1–10 of 24
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.