CAPITAL SOUTHWEST CORP

CIK 17313 · last filed 2015-09-22

CAPITAL SOUTHWEST CORP is a corporate insider who has filed 7 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing, for CSWI.V, was dated Sep 22, 2015. Across all open-market trades the lifetime net is −$137.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $43.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$43.08M

Companies

4

Total Filings

7

Lifetime Open-Market Net

-$137.18M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CSW INDUSTRIALS, INC. (CSWI.V) Delisted	10%+ Owner	0	—	—	$0	1	2015-09-22
ALG	Director	261,044	$165.04	$43.08M	-$70.54M	4	2014-11-13
ENCORE WIRE CORP (WIRE) Delisted	Director	1,312,500	$289.84	$380.41M	-$66.64M	1	2012-05-15
PALM HARBOR HOMES INC /FL/ (PHHM) Delisted	10%+ Owner	—	—	—	$0	1	2009-04-29

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-09-22	CSW INDUSTRIALS, INC. (CSWI.V) Delisted	Other (J)	−15,583,332	$0	EDGAR
2014-11-13	ALG	Sell (S)	−1,722,270	-$70.54M	EDGAR
2014-09-26	ALG	Disp (D)	−849,690	-$34.20M	EDGAR
2013-05-08	ALG	Grant (A)	+704	$0	EDGAR
2012-05-15	ENCORE WIRE CORP (WIRE) Delisted	Sell (S)	−2,774,250	-$66.64M	EDGAR
2011-05-12	ALG	Grant (A)	+2,000	$0	EDGAR
2009-04-29	PALM HARBOR HOMES INC /FL/ (PHHM) Delisted	Other (J)	—	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.