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CAPITAL SOUTHWEST CORP

CIK 17313 · last filed 2015-09-22

CAPITAL SOUTHWEST CORP is a corporate insider who has filed 7 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing, for CSWI.V, was dated Sep 22, 2015. Across all open-market trades the lifetime net is −$137.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $45.3M across reported positions. The firm reports its address in Dallas, TX. 52 SEC filings were submitted jointly with William R Thomas III.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$45.31M

Companies

4

Total Filings

7

Lifetime Open-Market Net

-$137.18M

Filer Profile

Reported Address
8333 DOUGLAS AVE
SUITE 1100
DALLAS, TX 75225
Phone
(214) 238-5700
State of Incorporation
TX
Related Filers
William R Thomas III — 52 joint filings, latest 2026-08-12
GARY L MARTIN — 41 joint filings, latest 2014-02-20
WILLIAM M ASHBAUGH — 39 joint filings, latest 2018-01-24
Moab Capital Partners LLC — 30 joint filings, latest 2020-02-14
BOWEN S DIEHL — 29 joint filings, latest 2024-06-11
Joseph B Armes — 28 joint filings, latest 2017-08-02
CHRISTINE BATTIST — 26 joint filings, latest 2026-08-11
Moab GP LLC — 24 joint filings, latest 2017-08-29
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CSW INDUSTRIALS, INC. (CSWI.V) Delisted 10%+ Owner 0 — — $0 1 2015-09-22
ALG Director 261,044 $173.56 $45.31M -$70.54M 4 2014-11-13
ENCORE WIRE CORP (WIRE) Delisted Director 1,312,500 $289.84 $380.41M -$66.64M 1 2012-05-15
PALM HARBOR HOMES INC /FL/ (PHHM) Delisted 10%+ Owner — — — $0 1 2009-04-29

Recent Filings

7 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-09-22 CSW INDUSTRIALS, INC. (CSWI.V) Delisted Other (J) −15,583,332 $0 EDGAR
2014-11-13 ALG Sell (S) −1,722,270 -$70.54M EDGAR
2014-09-26 ALG Disp (D) −849,690 -$34.20M EDGAR
2013-05-08 ALG Grant (A) +704 $0 EDGAR
2012-05-15 ENCORE WIRE CORP (WIRE) Delisted Sell (S) −2,774,250 -$66.64M EDGAR
2011-05-12 ALG Grant (A) +2,000 $0 EDGAR
2009-04-29 PALM HARBOR HOMES INC /FL/ (PHHM) Delisted Other (J) — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.