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Ben A Plotkin

CIK 1392580 · Vice Chairman and SVP · last filed 2020-03-03

Ben A Plotkin is a Vice Chairman and SVP who has filed 53 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for SF, was dated Mar 3, 2020. Across all open-market trades the lifetime net is −$9.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $25.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$25.55M

Companies

3

Total Filings

53

Lifetime Open-Market Net

-$9.62M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SF Vice Chairman and SVP 262,620 $84.64 $22.23M -$5.22M 36 2020-03-03
STIFEL FINANCIAL CORP (SFN) Delisted Vice Chairman 138,309 — — -$3.50M 15 2016-05-25
SFB Vice Chairman 168,951 $19.65 $3.32M -$905.5K 2 2012-02-21

Recent Filings

53 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-03 SF Mixed — $0 EDGAR
2020-02-03 SF Grant (A) — $0 EDGAR
2020-01-06 SF Mixed +1,205 -$31.3K EDGAR
2019-09-09 SF Sell (S) −9,012 -$502.2K EDGAR
2019-01-04 SF Mixed +5,012 -$72.7K EDGAR
2018-12-18 SF Grant (A) — $0 EDGAR
2018-09-19 SF Grant (A) — $0 EDGAR
2018-06-19 SF Grant (A) — $0 EDGAR
2018-03-19 SF Grant (A) — $0 EDGAR
2018-03-06 SF Grant (A) — $0 EDGAR
Showing 1–10 of 53
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.