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Ben A Plotkin

CIK 1392580 · Vice Chairman and SVP · last filed 2020-03-03

Ben A Plotkin is a Vice Chairman and SVP who has filed 53 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for SFpB, was dated Mar 3, 2020. Across all open-market trades the lifetime net is −$9.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $20.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$19.96M

Companies

5

Total Filings

53

Lifetime Open-Market Net

-$9.62M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SFpB Vice Chairman and SVP 116,720 $23.09 $2.70M -$502.2K 4 2020-03-03
STIFEL FINANCIAL CORP (SFpA) Delisted Vice Chairman and SVP 108,494 $25.28 $2.74M -$2.79M 14 2019-01-04
STIFEL FINANCIAL CORP (SFN) Delisted Vice Chairman 138,309 — — -$3.50M 15 2016-05-25
SFB Vice Chairman 168,951 $19.65 $3.32M -$905.5K 2 2012-02-21
SF Vice Chairman 191,951 $72.66 $13.95M -$1.93M 18 2012-01-27

Recent Filings

53 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-03-03 SFpB Mixed — $0 EDGAR
2020-02-03 SFpB Grant (A) — $0 EDGAR
2020-01-06 SFpB Mixed +1,205 -$31.3K EDGAR
2019-09-09 SFpB Sell (S) −9,012 -$502.2K EDGAR
2019-01-04 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed +5,012 -$72.7K EDGAR
2018-12-18 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) — $0 EDGAR
2018-09-19 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) — $0 EDGAR
2018-06-19 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) — $0 EDGAR
2018-03-19 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) — $0 EDGAR
2018-03-06 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 53
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.