Ben A Plotkin

CIK 1392580 · Vice Chairman and SVP · last filed 2020-03-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$19.96M

Companies

5

Total Filings

53

Lifetime Open-Market Net

-$9.62M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SFpB Vice Chairman and SVP 116,720 $23.09 $2.70M -$502.2K 4 2020-03-03
STIFEL FINANCIAL CORP (SFpA) Delisted Vice Chairman and SVP 108,494 $25.28 $2.74M -$2.79M 14 2019-01-04
STIFEL FINANCIAL CORP (SFN) Delisted Vice Chairman 138,309 -$3.50M 15 2016-05-25
SFB Vice Chairman 168,951 $19.65 $3.32M -$905.5K 2 2012-02-21
SF Vice Chairman 191,951 $72.66 $13.95M -$1.93M 18 2012-01-27

Recent Filings · Page 2 of 6

53 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-03-05 STIFEL FINANCIAL CORP (SFpA) Delisted Sell (S) −9,012 -$570.5K EDGAR
2018-01-03 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed +9,012 -$204.9K EDGAR
2017-12-29 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed +5,502 -$239.1K EDGAR
2017-11-28 STIFEL FINANCIAL CORP (SFpA) Delisted Sell (S) −20,000 -$1.07M EDGAR
2017-03-06 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) $0 EDGAR
2017-02-16 STIFEL FINANCIAL CORP (SFpA) Delisted Sell (S) −7,083 -$392.4K EDGAR
2017-01-04 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed -$644.2K EDGAR
2016-11-23 STIFEL FINANCIAL CORP (SFpA) Delisted Sell (S) −15,000 -$753.0K EDGAR
2016-05-25 STIFEL FINANCIAL CORP (SFN) Delisted Sell (S) −15,270 -$560.3K EDGAR
2016-03-02 STIFEL FINANCIAL CORP (SFN) Delisted Grant (A) $0 EDGAR
Showing 1120 of 53
Page 2 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.