Ben A Plotkin
CIK 1392580 · Vice Chairman and SVP · last filed 2020-03-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$19.96M
Companies
5
Total Filings
53
Lifetime Open-Market Net
-$9.62M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SFpB | Vice Chairman and SVP | 116,720 | $23.09 | $2.70M | -$502.2K | 4 | 2020-03-03 |
| STIFEL FINANCIAL CORP (SFpA) Delisted | Vice Chairman and SVP | 108,494 | $25.28 | $2.74M | -$2.79M | 14 | 2019-01-04 |
| STIFEL FINANCIAL CORP (SFN) Delisted | Vice Chairman | 138,309 | — | — | -$3.50M | 15 | 2016-05-25 |
| SFB | Vice Chairman | 168,951 | $19.65 | $3.32M | -$905.5K | 2 | 2012-02-21 |
| SF | Vice Chairman | 191,951 | $72.66 | $13.95M | -$1.93M | 18 | 2012-01-27 |
Recent Filings · Page 3 of 6
53 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-02-29 | STIFEL FINANCIAL CORP (SFN) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-01-26 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | +15,270 | -$212.1K | EDGAR |
| 2015-03-17 | STIFEL FINANCIAL CORP (SFN) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-02-26 | STIFEL FINANCIAL CORP (SFN) Delisted | Sell (S) | −17,945 | -$996.1K | EDGAR |
| 2015-01-23 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | +8,262 | -$151.3K | EDGAR |
| 2014-03-19 | STIFEL FINANCIAL CORP (SFN) Delisted | Grant (A) | — | $0 | EDGAR |
| 2014-03-05 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | −11,000 | -$533.8K | EDGAR |
| 2014-01-27 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | +9,682 | -$187.7K | EDGAR |
| 2013-09-11 | STIFEL FINANCIAL CORP (SFN) Delisted | Sell (S) | −10,000 | -$420.7K | EDGAR |
| 2013-08-14 | STIFEL FINANCIAL CORP (SFN) Delisted | Sell (S) | −25,000 | -$985.5K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.