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OCM Principal Opportunities Fund IV, LP

CIK 1394231 · last filed 2017-06-08

OCM Principal Opportunities Fund IV, LP is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing, for APFH, was dated Jun 8, 2017. The firm reports its address in Los Angeles, CA. 37 SEC filings were submitted jointly with OCM Principal Opportunities Fund IV GP LTD.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

2

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
333 SOUTH GRAND AVENUE
28TH FLOOR
LOS ANGELES, CA 90071
Phone
(213) 830-2100
Related Filers
OCM Principal Opportunities Fund IV GP LTD — 37 joint filings, latest 2017-06-08
OCM Principal Opportunities Fund IV GP, LP — 37 joint filings, latest 2017-06-08
OAKTREE FUND GP I, L.P. — 20 joint filings, latest 2017-06-08
OCM Principal Opportunities Fund IV Delaware GP Inc. — 20 joint filings, latest 2017-06-08
OCM Principal Opportunities Fund IV Delaware, L.P. — 20 joint filings, latest 2017-06-08
EXCO RESOURCES INC — 18 joint filings, latest 2016-11-22
OCM PRINCIPAL OPPORTUNITIES FUND III L P — 17 joint filings, latest 2016-11-22
OCM Principal Opportunities Fund III GP, L.P. — 17 joint filings, latest 2016-11-22
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AdvancePierre Foods Holdings, Inc. (APFH) Delisted 10%+ Owner 0 — — $0 1 2017-06-08
EXCO RESOURCES INC (XCO) Delisted Director — — — $0 1 2009-12-03

Recent Filings

2 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-06-08 AdvancePierre Foods Holdings, Inc. (APFH) Delisted U −317,321,200 -$12.77B EDGAR
2009-12-03 EXCO RESOURCES INC (XCO) Delisted Grant (A) — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.