OCM Principal Opportunities Fund IV GP LTD
CIK 1394232 · last filed 2010-08-17
OCM Principal Opportunities Fund IV GP LTD is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing shows the insider bought $6.7M of AIQ on Aug 17, 2010. Across all open-market trades the lifetime net is +$6.7M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $294.4M across reported positions. The firm reports its address in Los Angeles, CA. 37 SEC filings were submitted jointly with OCM Principal Opportunities Fund IV GP, LP.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$294.43M
2
2
$6.75M
Filer Profile
28TH FLOOR
LOS ANGELES, CA 90071
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AIQ | 10%+ Owner | 4,601,910 | $63.98 | $294.43M | $6.75M | 1 | 2010-08-17 |
| CRIMSON EXPLORATION INC. (CXPO) Delisted | Director | — | — | — | $0 | 1 | 2009-12-18 |
Recent Filings
2 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-08-17 | AIQ | Buy (P) | +1,500,000 | $6.75M | EDGAR |
| 2009-12-18 | CRIMSON EXPLORATION INC. (CXPO) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.