James S Putnam
CIK 1405298 · last filed 2026-06-08
James S Putnam is a corporate insider who has filed 75 SEC Form 4 insider transactions across 1 company since 2012. The most recent filing, for LPLA, was dated Jun 8, 2026. Across all open-market trades the lifetime net is −$22.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $40.6M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$40.59M
1
75
-$22.29M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LPLA | Director | 137,290 | $295.66 | $40.59M | -$22.29M | 67 | 2026-06-08 |
Recent Filings
75 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-08 | LPLA | Grant (A) | +10 | $0 | EDGAR |
| 2026-05-19 | LPLA | Grant (A) | +712 | $0 | EDGAR |
| 2026-05-08 | LPLA | Gift (G) | −100 | $0 | EDGAR |
| 2026-03-26 | LPLA | Grant (A) | +10 | $0 | EDGAR |
| 2025-12-03 | LPLA | Grant (A) | +7 | $0 | EDGAR |
| 2025-09-03 | LPLA | Grant (A) | +7 | $0 | EDGAR |
| 2025-06-16 | LPLA | Grant (A) | +6 | $0 | EDGAR |
| 2025-05-28 | LPLA | Grant (A) | +602 | $0 | EDGAR |
| 2025-03-26 | LPLA | Grant (A) | +8 | $0 | EDGAR |
| 2024-12-04 | LPLA | Grant (A) | +8 | $0 | EDGAR |