James S Putnam
CIK 1405298 · last filed 2026-06-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$40.59M
Companies
1
Total Filings
75
Lifetime Open-Market Net
-$22.29M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LPLA | Director | 137,290 | $295.66 | $40.59M | -$22.29M | 67 | 2026-06-08 |
Recent Filings · Page 7 of 8
75 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-05-17 | LPLA | Sell (S) | −75,000 | -$2.85M | EDGAR |
| 2013-05-13 | LPLA | Sell (S) | −70,000 | -$2.52M | EDGAR |
| 2013-04-12 | LPLA | Sell (S) | −65,000 | -$2.21M | EDGAR |
| 2013-02-26 | LPLA | Grant (A) | +1,582 | $0 | EDGAR |
| 2013-02-21 | LPLA | Sell (S) | −40,500 | -$1.32M | EDGAR |
| 2013-02-19 | LPLA | Sell (S) | −39,500 | -$1.29M | EDGAR |
| 2012-11-13 | LPLA | Grant (A) | +1,785 | $0 | EDGAR |
| 2012-03-27 | — | Sell (S) | −40,000 | -$1.52M | |
| 2012-03-13 | — | Sell (S) | −40,000 | -$1.44M | |
| 2012-02-24 | — | Mixed | +54,662 | -$1.29M |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.