Home

Jay David Caplan

CIK 1419217 · President, Chief Product Off. · last filed 2025-12-17

Jay David Caplan is a President, Chief Product Off. who has filed 13 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing, for GUTS, was dated Dec 17, 2025. Across all open-market trades the lifetime net is −$396.3K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $365.7K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$365.7K

Companies

2

Total Filings

13

Lifetime Open-Market Net

-$396.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GUTS President, Chief Product Off. 533,822 $0.69 $365.7K -$429.3K 6 2025-12-17
CANDELA CORP /DE/ (CLZR) Delisted COO 100,000 — — $33.0K 4 2009-03-05

Recent Filings

13 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-12-17 GUTS Grant (A) — $0 EDGAR
2025-03-03 GUTS Grant (A) — $0 EDGAR
2025-02-03 GUTS Mixed — -$7.8K EDGAR
2025-01-30 GUTS Notice (144) −43,818 -$88.5K EDGAR
2024-11-13 GUTS Mixed +123,060 -$158.5K EDGAR
2024-09-13 GUTS Mixed +30,484 -$26.2K EDGAR
2024-09-12 GUTS Notice (144) −65,000 -$185.2K EDGAR
2024-02-08 GUTS Conv (C) +142,109 $0 EDGAR
2010-02-02 — Disp (D) −100,000 $0
2009-03-05 CANDELA CORP /DE/ (CLZR) Delisted Buy (P) +100,000 $33.0K EDGAR
Showing 1–10 of 13
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.