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INVESCO WLR IV Associates LLC

CIK 1429294 · last filed 2011-12-28

INVESCO WLR IV Associates LLC is a corporate insider who has filed 4 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing shows the insider bought $24.7M of XCO on Dec 28, 2011. Across all open-market trades the lifetime net is +$1630.48T, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.17B across reported positions. The firm reports its address in New York, NY. 38 SEC filings were submitted jointly with WLR IV PARALLEL ESC LP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.17B

Companies

2

Total Filings

4

Lifetime Open-Market Net

$1630475.05B

Filer Profile

Reported Address
1166 AVENUE OF THE AMERICAS
NEW YORK, NY 10036
Phone
(212) 826-1100
State of Incorporation
DE
Related Filers
WLR IV PARALLEL ESC LP — 38 joint filings, latest 2019-12-05
Invesco Private Capital, Inc. — 35 joint filings, latest 2019-12-05
WL ROSS & CO LLC — 31 joint filings, latest 2019-12-05
WLR Master Co-Investment GP LLC — 26 joint filings, latest 2018-04-27
EXCO RESOURCES INC — 20 joint filings, latest 2018-04-27
WLR/GS Master Co-Investment XCO AIV, L.P. — 20 joint filings, latest 2018-04-27
WLR Recovery Associates IV LLC — 15 joint filings, latest 2015-08-31
WLR Recovery Fund IV LP — 15 joint filings, latest 2015-08-31
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EXCO RESOURCES INC (XCO) Delisted 10%+ Owner 477,835 — — $53.39M 3 2011-12-28
AGO 10%+ Owner 16,023,984 $72.93 $1.17B $1630475.00B 1 2009-06-25

Recent Filings

4 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-12-28 EXCO RESOURCES INC (XCO) Delisted Buy (P) +2,544,600 $24.68M EDGAR
2011-08-25 EXCO RESOURCES INC (XCO) Delisted Buy (P) +307,800 $3.67M EDGAR
2011-08-22 EXCO RESOURCES INC (XCO) Delisted Buy (P) +1,953,000 $25.03M EDGAR
2009-06-25 AGO Buy (P) +38,500,000 $1630475.00B EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.