Insider transactions

WL ROSS & CO LLC

CIK 1202045 · last filed 2017-12-29

WL ROSS & CO LLC is a corporate insider who has filed 11 SEC Form 4 insider transactions across 2 companies since 2011. Across all open-market trades the lifetime net is −$117.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $362.4M across reported positions. The firm reports its address in Dallas, TX. 58 SEC filings were submitted jointly with EXCO RESOURCES INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$362.39M
Companies
2
Total Filings
11
Lifetime Open-Market Net
-$117.56M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

BKU price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
2001 ROSS AVENUE
SUITE 3400
DALLAS, TX 75201
Phone
(212) 826-1100
State of Incorporation
DE
Related Filers
EXCO RESOURCES INC — 58 joint filings, latest 2018-07-05
Wilbur L Ross Jr — 39 joint filings, latest 2015-08-31
WLR Recovery Associates IV LLC — 33 joint filings, latest 2018-04-27
INVESCO WLR IV Associates LLC — 31 joint filings, latest 2019-12-05
WLR IV PARALLEL ESC LP — 31 joint filings, latest 2019-12-05
El Vedado, LLC — 28 joint filings, latest 2015-08-31
Invesco Private Capital, Inc. — 28 joint filings, latest 2019-12-05
WL Ross Group, L.P. — 28 joint filings, latest 2015-08-31
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EXCO RESOURCES INC (XCO) Delisted Director 422,938 — — $19.32M 6 2014-01-17
BKU 10%+ Owner 8,189,631 $44.25 $362.39M -$136.88M 3 2013-03-22

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-12-29 — Sell (S) −390,000 -$3.9K
2017-12-27 — Sell (S) −22,011 -$13.7K
2014-01-17 EXCO RESOURCES INC (XCO) Delisted Exer (M) +19,599,973 $98.00M EDGAR
2013-03-22 BKU Sell (S) −721,500 -$17.85M EDGAR
2013-03-15 BKU Sell (S) −4,810,000 -$119.02M EDGAR
2012-06-25 EXCO RESOURCES INC (XCO) Delisted Buy (P) +700,000 $4.75M EDGAR
2012-06-20 EXCO RESOURCES INC (XCO) Delisted Buy (P) +1,300,000 $8.91M EDGAR
2011-12-23 EXCO RESOURCES INC (XCO) Delisted Buy (P) +363,063 $3.53M EDGAR
2011-10-17 EXCO RESOURCES INC (XCO) Delisted Buy (P) +7,900 $78.9K EDGAR
2011-09-14 EXCO RESOURCES INC (XCO) Delisted Buy (P) +172,500 $2.06M EDGAR
Showing 1–10 of 11
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.