Matthew J Audette

CIK 1435098 · President and CFO · last filed 2026-04-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$7.45M

Companies

2

Total Filings

55

Lifetime Open-Market Net

-$52.16M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA President and CFO 21,052 $353.70 $7.45M -$49.58M 30 2026-04-16
E TRADE FINANCIAL CORP (ETFC) Delisted EVP & Chief Financial Officer 202,912 -$2.58M 18 2015-02-12

Recent Filings · Page 5 of 6

55 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-08-27 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed −10,523 -$595.0K EDGAR
2014-03-04 E TRADE FINANCIAL CORP (ETFC) Delisted Sell (S) −31,989 -$713.7K EDGAR
2014-02-11 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed −9,529 -$193.6K EDGAR
2014-02-10 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed +33,918 -$210.5K EDGAR
2014-01-07 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed −4,767 -$96.1K EDGAR
2013-12-02 E TRADE FINANCIAL CORP (ETFC) Delisted Sell (S) −8,809 -$157.5K EDGAR
2013-02-12 E TRADE FINANCIAL CORP (ETFC) Delisted Tax (F) −10,705 -$117.7K EDGAR
2013-02-08 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +82,455 $0 EDGAR
2013-01-04 E TRADE FINANCIAL CORP (ETFC) Delisted Tax (F) −3,647 -$33.5K EDGAR
2012-02-13 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed +61,199 -$41.3K EDGAR
Showing 4150 of 55
Page 5 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.