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HBK New York LLC

CIK 1448759 · last filed 2009-06-09

HBK New York LLC is a corporate insider who has filed 3 SEC Form 4 insider transactions across 1 company since 2009. The most recent filing shows the insider sold $97.6M of AXC.WS on Jun 9, 2009. Across all open-market trades the lifetime net is −$162.9M, making them a net seller over the disclosed history. The firm reports its address in New York, NY. 13 SEC filings were submitted jointly with INVESTMENTS L P HBK.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

3

Lifetime Open-Market Net

-$162.87M

Filer Profile

Reported Address
ONE BRYANT PARK
SUITE 4000
NEW YORK, NY 10036
Phone
(214) 758-6107
State of Incorporation
DE
Related Filers
INVESTMENTS L P HBK — 13 joint filings, latest 2010-09-23
HBK Management LLC — 13 joint filings, latest 2010-09-23
HBK Master Fund LP — 13 joint filings, latest 2010-09-23
HBK Partners II L.P. — 13 joint filings, latest 2010-09-23
HBK Special Opportunity Fund I L.P. — 10 joint filings, latest 2009-07-20
Capitol Acquisition Corp — 1 joint filings, latest 2009-01-27
BOFA SECURITIES, INC. — same reported address
Blue Ridge Investments, L.L.C. — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ADVANCED TECHNOLOGY ACQUISITION CORP. (AXC.WS) Delisted 10%+ Owner 808,579 — — -$162.87M 3 2009-06-09

Recent Filings

3 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2009-06-09 ADVANCED TECHNOLOGY ACQUISITION CORP. (AXC.WS) Delisted Sell (S) −12,126,800 -$97.64M EDGAR
2009-06-08 ADVANCED TECHNOLOGY ACQUISITION CORP. (AXC.WS) Delisted Sell (S) −1,967,000 -$15.82M EDGAR
2009-06-03 ADVANCED TECHNOLOGY ACQUISITION CORP. (AXC.WS) Delisted Sell (S) −6,132,700 -$49.41M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.