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CARLOS R PENA

CIK 1448971 · EVP, CSO · last filed 2020-06-02

CARLOS R PENA is an EVP, CSO who has filed 25 SEC Form 4 insider transactions across 2 companies since 2008. Current disclosed insider exposure totals $53.2K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$53.2K

Companies

2

Total Filings

25

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PIONEER ENERGY SERVICES LLC (PES) Delisted EVP, CSO 157,055 — — $0 14 2019-04-30
PDC SVP & General Counsel 17,504 $3.04 $53.2K $0 8 2012-05-04

Recent Filings

25 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-06-02 — Mixed −216,268 -$2.8K
2020-05-01 — Mixed +25,384 -$329
2020-01-28 — Mixed +34,430 -$1.3K
2019-04-30 PIONEER ENERGY SERVICES LLC (PES) Delisted Mixed — -$353.9K EDGAR
2019-01-28 PIONEER ENERGY SERVICES LLC (PES) Delisted Mixed +16,386 -$9.9K EDGAR
2018-05-02 PIONEER ENERGY SERVICES LLC (PES) Delisted Mixed +35,355 -$39.3K EDGAR
2018-01-29 PIONEER ENERGY SERVICES LLC (PES) Delisted Grant (A) — $0 EDGAR
2017-05-02 PIONEER ENERGY SERVICES LLC (PES) Delisted Mixed +20,333 -$37.0K EDGAR
2017-02-01 PIONEER ENERGY SERVICES LLC (PES) Delisted Mixed +6,038 -$17.4K EDGAR
2017-01-30 PIONEER ENERGY SERVICES LLC (PES) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 25
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.