CARLOS R PENA
CIK 1448971 · EVP, CSO · last filed 2020-06-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$53.2K
Companies
2
Total Filings
25
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PIONEER ENERGY SERVICES LLC (PES) Delisted | EVP, CSO | 157,055 | — | — | $0 | 14 | 2019-04-30 |
| PDC | SVP & General Counsel | 17,504 | $3.04 | $53.2K | $0 | 8 | 2012-05-04 |
Recent Filings · Page 2 of 3
25 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-05-03 | PIONEER ENERGY SERVICES LLC (PES) Delisted | Mixed | +13,956 | -$16.3K | EDGAR |
| 2016-02-01 | PIONEER ENERGY SERVICES LLC (PES) Delisted | Mixed | +12,020 | -$8.0K | EDGAR |
| 2015-05-04 | PIONEER ENERGY SERVICES LLC (PES) Delisted | Mixed | +8,598 | -$24.1K | EDGAR |
| 2015-02-02 | PIONEER ENERGY SERVICES LLC (PES) Delisted | Mixed | +12,019 | -$24.1K | EDGAR |
| 2014-02-03 | PIONEER ENERGY SERVICES LLC (PES) Delisted | Mixed | +5,982 | -$24.3K | EDGAR |
| 2013-05-06 | PIONEER ENERGY SERVICES LLC (PES) Delisted | Tax (F) | −988 | -$6.6K | EDGAR |
| 2013-02-07 | PIONEER ENERGY SERVICES LLC (PES) Delisted | Grant (A) | — | $0 | EDGAR |
| 2012-05-04 | PDC | Tax (F) | −956 | -$7.6K | EDGAR |
| 2012-03-06 | PDC | Tax (F) | −4,378 | -$46.6K | EDGAR |
| 2012-02-02 | PDC | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.