Frost Nevada Investments Trust

CIK 1464124 · last filed 2019-12-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$46.07M

Companies

4

Total Filings

129

Lifetime Open-Market Net

-$452.43M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VECTOR GROUP LTD (VGR) Delisted 10%+ Owner 0 $14.99 $0 -$236.32M 15 2019-12-06
Castle Brands Inc (ROX) Delisted 10%+ Owner 22,500 $1.21M 7 2019-10-09
OPK 10%+ Owner 33,026,128 $1.40 $46.07M $29.07M 75 2019-07-09
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted 10%+ Owner 6,208,431 -$246.40M 32 2018-12-27

Recent Filings · Page 12 of 13

129 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-03-26 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +150,000 $280.3K EDGAR
2011-10-07 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +150,000 $228.2K EDGAR
2011-08-26 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +300,000 $454.6K EDGAR
2011-02-22 VECTOR GROUP LTD (VGR) Delisted Exer (X) +85,365 $1.63M EDGAR
2011-02-08 VECTOR GROUP LTD (VGR) Delisted Exer (X) +78,120 $1.49M EDGAR
2011-01-25 VECTOR GROUP LTD (VGR) Delisted Exer (X) +44,100 $840.1K EDGAR
2010-12-14 VECTOR GROUP LTD (VGR) Delisted Buy (P) +30,000 $499.3K EDGAR
2010-11-19 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +75,000 $96.0K EDGAR
2010-07-07 VECTOR GROUP LTD (VGR) Delisted Exer (X) +23,700 $474.0K EDGAR
2010-01-05 VECTOR GROUP LTD (VGR) Delisted Buy (P) +60,000 $849.0K EDGAR
Showing 111120 of 129
Page 12 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.