Frost Nevada Investments Trust

CIK 1464124 · last filed 2019-12-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$46.07M

Companies

4

Total Filings

129

Lifetime Open-Market Net

-$452.43M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VECTOR GROUP LTD (VGR) Delisted 10%+ Owner 0 $14.99 $0 -$236.32M 15 2019-12-06
Castle Brands Inc (ROX) Delisted 10%+ Owner 22,500 $1.21M 7 2019-10-09
OPK 10%+ Owner 33,026,128 $1.40 $46.07M $29.07M 75 2019-07-09
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted 10%+ Owner 6,208,431 -$246.40M 32 2018-12-27

Recent Filings · Page 11 of 13

129 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-07-03 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +300,000 $1.04M EDGAR
2014-07-02 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +300,000 $978.0K EDGAR
2014-03-17 VECTOR GROUP LTD (VGR) Delisted Conv (C) +6,364,437 $75.00M EDGAR
2013-04-16 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +30,000 $43.5K EDGAR
2013-03-27 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +30,000 $48.0K EDGAR
2013-03-12 Castle Brands Inc (ROX) Delisted Buy (P) +16,500 $4.5K EDGAR
2013-03-07 Castle Brands Inc (ROX) Delisted Buy (P) +17,415 $4.7K EDGAR
2012-11-19 VECTOR GROUP LTD (VGR) Delisted Buy (P) +60,000 $903.0K EDGAR
2012-08-17 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +60,000 $83.6K EDGAR
2012-04-11 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +30,000 $47.6K EDGAR
Showing 101110 of 129
Page 11 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.