Frost Nevada Investments Trust

CIK 1464124 · last filed 2019-12-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$53.50M
Companies
4
Total Filings
129
Lifetime Open-Market Net
-$452.43M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

LTS price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
4400 BISCAYNE BOULEVARD
15TH FLOOR
MIAMI, FL 33137
Phone
(305) 575-6511
State of Incorporation
FL
Related Filers
Phillip Md Et Al Frost — 296 joint filings, latest 2019-12-06
Frost Gamma Investments Trust — 145 joint filings, latest 2019-12-06
OPKO HEALTH, INC. — 142 joint filings, latest 2019-07-17
VECTOR GROUP LTD — 27 joint filings, latest 2019-12-06
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VECTOR GROUP LTD (VGR) Delisted 10%+ Owner 0 $14.99 $0 -$236.32M 15 2019-12-06
Castle Brands Inc (ROX) Delisted 10%+ Owner 22,500 — — $1.21M 7 2019-10-09
OPK 10%+ Owner 33,026,128 $1.62 $53.50M $29.07M 75 2019-07-09
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted 10%+ Owner 6,208,431 — — -$246.40M 32 2018-12-27

Recent Filings · Page 10 of 13

129 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-06-29 VECTOR GROUP LTD (VGR) Delisted Exer (X) +103,800 $2.60M EDGAR
2016-03-23 Castle Brands Inc (ROX) Delisted Buy (P) +75,000 $64.7K EDGAR
2016-01-12 VECTOR GROUP LTD (VGR) Delisted Sell (S) — $0 EDGAR
2015-08-25 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +30,000 $73.7K EDGAR
2015-07-06 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +30,000 $102.8K EDGAR
2015-05-12 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +60,000 $204.1K EDGAR
2015-01-12 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +30,000 $117.4K EDGAR
2014-12-12 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +450,000 $1.71M EDGAR
2014-12-09 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +45,000 $157.1K EDGAR
2014-07-08 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +300,000 $1.05M EDGAR
Showing 91–100 of 129
Page 10 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.