Frost Nevada Investments Trust

CIK 1464124 · last filed 2019-12-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$45.91M

Companies

4

Total Filings

129

Lifetime Open-Market Net

-$452.43M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
VECTOR GROUP LTD (VGR) Delisted 10%+ Owner 0 $14.99 $0 -$236.32M 15 2019-12-06
Castle Brands Inc (ROX) Delisted 10%+ Owner 22,500 $1.21M 7 2019-10-09
OPK 10%+ Owner 33,026,128 $1.39 $45.91M $29.07M 75 2019-07-09
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted 10%+ Owner 6,208,431 -$246.40M 32 2018-12-27

Recent Filings · Page 9 of 13

129 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-01-19 Castle Brands Inc (ROX) Delisted Exer (M) +1,674,537 $1.51M EDGAR
2017-12-29 VECTOR GROUP LTD (VGR) Delisted Gift (G) −942,000 $0 EDGAR
2017-09-19 OPK Buy (P) +120,000 $720.0K EDGAR
2017-09-18 OPK Buy (P) +240,000 $1.44M EDGAR
2017-06-30 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +200,000 $494.9K EDGAR
2017-06-29 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Exer (M) +40,000 $92.0K EDGAR
2017-05-26 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Grant (A) +60,000 $0 EDGAR
2016-11-10 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Buy (P) +50,000 $97.3K EDGAR
2016-10-28 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Exer (M) +18,000,000 $30.24M EDGAR
2016-07-20 VECTOR GROUP LTD (VGR) Delisted Exer (X) +42,300 $1.06M EDGAR
Showing 8190 of 129
Page 9 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.