Roger HD Lacey
CIK 1469238 · Chairman/Interim CEO · last filed 2024-12-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$4.83M
Companies
4
Total Filings
59
Lifetime Open-Market Net
-$4.66M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SUNE | Director | 10 | $2.15 | $22 | $4.8K | 1 | 2024-12-13 |
| SUNation Energy, Inc. (PEGY) Delisted | Director | 342 | $3.34 | $1.1K | $23.8K | 4 | 2024-06-14 |
| SUNation Energy, Inc. (JCS) Delisted | Chairman/Interim CEO | 150,514 | $8.18 | $1.23M | $139.5K | 35 | 2021-08-04 |
| MMM | Senior Vice President | 26,491 | $182.48 | $4.83M | -$4.83M | 18 | 2013-02-25 |
Recent Filings · Page 5 of 6
59 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-05-23 | SUNation Energy, Inc. (JCS) Delisted | Grant (A) | +3,697 | $0 | EDGAR |
| 2012-02-17 | MMM | Sell (S) | −2,000 | -$175.2K | EDGAR |
| 2012-02-10 | MMM | Mixed | +3,373 | $297.0K | EDGAR |
| 2012-02-09 | MMM | Grant (A) | — | $0 | EDGAR |
| 2011-05-20 | SUNation Energy, Inc. (JCS) Delisted | Grant (A) | +2,226 | $40.0K | EDGAR |
| 2011-03-22 | MMM | Mixed | — | $0 | EDGAR |
| 2011-03-16 | MMM | Grant (A) | — | $0 | EDGAR |
| 2011-02-23 | MMM | Mixed | +949 | -$46.1K | EDGAR |
| 2011-02-17 | MMM | Sell (S) | −3,106 | -$285.7K | EDGAR |
| 2011-02-16 | MMM | Mixed | −2,821 | -$407.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.