Roger HD Lacey
CIK 1469238 · Chairman/Interim CEO · last filed 2024-12-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.8K
Companies
4
Total Filings
59
Lifetime Open-Market Net
-$4.66M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SUNE | Director | 2,000 | $2.41 | $4.8K | $4.8K | 1 | 2024-12-13 |
| SUNation Energy, Inc. (PEGY) Delisted | Director | 18,833 | $3.34 | $62.9K | $23.8K | 4 | 2024-06-14 |
| SUNation Energy, Inc. (JCS) Delisted | Chairman/Interim CEO | 150,514 | $8.18 | $1.23M | $139.5K | 35 | 2021-08-04 |
| 3M CO (MMMw) Delisted | Senior Vice President | 22,150 | — | — | -$4.83M | 18 | 2013-02-25 |
Recent Filings · Page 6 of 6
59 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-02-11 | 3M CO (MMMw) Delisted | Mixed | +1,119 | $101.6K | EDGAR |
| 2011-02-10 | 3M CO (MMMw) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-02-09 | 3M CO (MMMw) Delisted | Grant (A) | +1,464 | $0 | EDGAR |
| 2010-07-09 | SUNation Energy, Inc. (JCS) Delisted | Grant (A) | — | $0 | EDGAR |
| 2010-05-24 | SUNation Energy, Inc. (JCS) Delisted | Grant (A) | — | $0 | EDGAR |
| 2010-02-18 | 3M CO (MMMw) Delisted | Mixed | — | $0 | EDGAR |
| 2010-02-11 | 3M CO (MMMw) Delisted | Grant (A) | — | $0 | EDGAR |
| 2010-02-05 | 3M CO (MMMw) Delisted | Mixed | +806 | $12 | EDGAR |
| 2009-07-29 | SUNation Energy, Inc. (JCS) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 51–59 of 59
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Page 6 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.