Peter Vanderlee

CIK 1469913 · last filed 2020-03-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$463.1K

Companies

5

Total Filings

37

Lifetime Open-Market Net

$531.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SCD 28,441 $15.39 $437.7K $352.9K 18 2020-03-16
ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted 560 $44.64 $25.0K $59.1K 4 2017-12-08
ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted 280 $40.25 $11.3K $34.0K 5 2017-12-08
EMO 480 $52.99 $25.4K $47.0K 6 2017-12-08
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted 3,200 $38.7K 4 2017-12-08

Recent Filings · Page 2 of 4

37 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-07-31 SCD Buy (P) +1,000 $14.5K EDGAR
2015-07-29 EMO Buy (P) +500 $8.9K EDGAR
2015-07-29 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Buy (P) +500 $10.9K EDGAR
2015-06-12 SCD Buy (P) +1,740 $28.0K EDGAR
2014-10-20 SCD Buy (P) +3,200 $48.5K EDGAR
2013-12-06 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted Buy (P) +500 $8.4K EDGAR
2013-09-17 SCD Buy (P) +3,707 $54.5K EDGAR
2013-06-28 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted Buy (P) +1,000 $20.0K EDGAR
2013-01-09 SCD Buy (P) +1,000 $11.8K EDGAR
2013-01-07 SCD Buy (P) +1,710 $24.1K EDGAR
Showing 1120 of 37
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.