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Michael Clarfeld

CIK 1469914 · last filed 2020-03-13

Michael Clarfeld is a corporate insider who has filed 9 SEC Form 4 insider transactions across 5 companies since 2010. The most recent filing shows the insider bought $11.4K of CTR on Mar 13, 2020. Across all open-market trades the lifetime net is +$72.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $70.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$70.9K

Companies

5

Total Filings

9

Lifetime Open-Market Net

$72.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted 1,200 $40.25 $48.3K $31.5K 2 2020-03-13
ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted 1,400 $44.64 $62.5K $55.6K 3 2020-03-13
EMO 1,338 $52.99 $70.9K $28.5K 2 2020-03-13
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted 1,000 — — $17.5K 1 2013-11-27
SCD 0 $15.39 $0 -$60.7K 1 2011-08-15

Recent Filings

9 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-13 ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted Buy (P) +5,000 $11.4K EDGAR
2020-03-13 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Buy (P) +5,000 $15.6K EDGAR
2020-03-13 EMO Buy (P) +5,000 $10.8K EDGAR
2013-11-27 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted Buy (P) +1,000 $17.5K EDGAR
2012-09-19 ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted Buy (P) +1,000 $20.1K EDGAR
2011-08-15 SCD Sell (S) −5,000 -$60.7K EDGAR
2011-08-09 EMO Buy (P) +1,000 $17.7K EDGAR
2010-08-27 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Buy (P) +1,000 $20.0K EDGAR
2010-06-28 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Buy (P) +1,000 $20.1K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.