BEN H HARRIS

CIK 1472352 · CEO and President · last filed 2021-11-03

BEN H HARRIS is a CEO and President who has filed 14 SEC Form 4 insider transactions across 5 companies since 2010. The most recent filing shows the insider exercised options covering $33.2K of PCF on Nov 3, 2021. Across all open-market trades the lifetime net is +$212.3K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $177.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$177.9K

Companies

5

Total Filings

14

Lifetime Open-Market Net

$212.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PCF Director 5,652 $5.58 $31.5K $16.8K 2 2021-11-03
SPECIAL OPPORTUNITIES FUND, INC. (SPEr) Delisted Director 14,075 $0 3 2021-05-12
CROSSROADS CAPITAL, INC. (XRDC) Delisted CEO and President 19,200 $47.4K 2 2016-09-06
SPE Director 10,758 $13.61 $146.4K $148.2K 6 2015-06-11
SPECIAL OPPORTUNITIES FUND, INC. (SPEFR) Delisted Director 7,070 $0 1 2012-07-11

Recent Filings

14 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-11-03 PCF Exer (M) +3,977 $33.2K EDGAR
2021-09-20 PCF Buy (P) +1,675 $16.8K EDGAR
2021-05-12 SPECIAL OPPORTUNITIES FUND, INC. (SPEr) Delisted Exer (M) +771 $0 EDGAR
2021-05-11 SPECIAL OPPORTUNITIES FUND, INC. (SPEr) Delisted Exer (M) +346 $0 EDGAR
2016-09-12 SPECIAL OPPORTUNITIES FUND, INC. (SPEr) Delisted Exer (X) $0 EDGAR
2016-09-06 CROSSROADS CAPITAL, INC. (XRDC) Delisted Buy (P) +5,000 $9.8K EDGAR
2016-04-05 CROSSROADS CAPITAL, INC. (XRDC) Delisted Buy (P) +14,200 $37.5K EDGAR
2015-06-11 SPE Mixed +3,200 $49.7K EDGAR
2012-07-11 SPECIAL OPPORTUNITIES FUND, INC. (SPEFR) Delisted Mixed $0 EDGAR
2011-08-09 SPE Buy (P) +1,000 $15.6K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.