BEN H HARRIS
CIK 1472352 · CEO and President · last filed 2021-11-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$222.8K
Companies
4
Total Filings
14
Lifetime Open-Market Net
$212.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PCF | Director | 5,652 | $5.30 | $30.0K | $16.8K | 2 | 2021-11-03 |
| SPE | Director | 14,733 | $13.09 | $192.9K | $148.2K | 9 | 2021-05-12 |
| CROSSROADS CAPITAL, INC. (XRDC) Delisted | CEO and President | 19,200 | — | — | $47.4K | 2 | 2016-09-06 |
| SPECIAL OPPORTUNITIES FUND, INC. (SPEFR) Delisted | Director | 7,070 | — | — | $0 | 1 | 2012-07-11 |
Recent Filings · Page 2 of 2
14 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-05-20 | SPE | Buy (P) | +1,000 | $15.6K | EDGAR |
| 2010-12-10 | SPE | Buy (P) | +1,000 | $14.5K | EDGAR |
| 2010-08-18 | SPE | Buy (P) | +1,000 | $13.3K | EDGAR |
| 2010-05-20 | SPE | Buy (P) | +3,000 | $39.5K | EDGAR |
Showing 11–14 of 14
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.