THOMAS SIERING

CIK 1474897 · CEO & President · last filed 2021-05-20

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.48M

Companies

4

Total Filings

49

Lifetime Open-Market Net

$1.50M

Filer Profile

Reported Address
TWO HARBORS INVESTMENT CORP.
601 CARLSON PARKWAY, SUITE 1400
MINNETONKA, MN 55305
Related Filers
TWO HARBORS INVESTMENT CORP. — 45 joint filings, latest 2021-05-20
Capitol Acquisition Corp — 1 joint filings, latest 2009-11-06
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TWO CEO & President 190,241 $12.18 $2.32M -$1.72M 28 2021-05-20
GPMT Director 185,482 $0.90 $167.2K $487.5K 2 2018-04-04
Silver Bay Realty Trust Corp. (SBY) Delisted Director 0 $995.5K 6 2017-05-09
TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted CEO, President 572,943 $1.74M 13 2013-05-31

Recent Filings · Page 5 of 5

49 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-02-15 TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted Buy (P) +50,000 $495.0K EDGAR
2011-11-09 TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted Buy (P) +10,000 $91.3K EDGAR
2011-08-08 TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted Buy (P) +10,000 $90.0K EDGAR
2011-06-02 TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted Buy (P) +10,000 $107.1K EDGAR
2011-02-18 TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted Buy (P) +30,000 $318.0K EDGAR
2010-11-18 TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted Buy (P) +2,000 $19.2K EDGAR
2010-11-16 TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted Buy (P) +8,000 $76.7K EDGAR
2010-08-20 TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted Buy (P) +5,000 $42.5K EDGAR
2010-05-19 TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted Buy (P) +10,000 $84.7K EDGAR
Showing 4149 of 49
Page 5 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.