WILLIAM ROTH
CIK 1474958 · Chief Investment Officer · last filed 2019-01-30
WILLIAM ROTH is a Chief Investment Officer who has filed 29 SEC Form 4 insider transactions across 5 companies since 2010. The most recent filing shows the insider sold $839.1K of TWOpE on Jan 30, 2019. Across all open-market trades the lifetime net is −$1.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $35.1M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$35.05M
5
29
-$1.31M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TWO HARBORS INVESTMENT CORP. (TWOpE) Delisted | Chief Investment Officer | 691,497 | — | — | -$839.1K | 2 | 2019-01-30 |
| TWOpC | Chief Investment Officer | 728,704 | $24.77 | $18.05M | -$918.6K | 3 | 2018-05-16 |
| GPMT | Director | 153,829 | $1.47 | $226.1K | $468.1K | 2 | 2017-11-13 |
| TWO | Chief Investment Officer | 1,359,674 | $12.34 | $16.78M | -$542.1K | 7 | 2017-01-30 |
| TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted | Vice President, CIO | 337,311 | — | — | $525.0K | 15 | 2013-05-31 |
Recent Filings
29 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-01-30 | TWO HARBORS INVESTMENT CORP. (TWOpE) Delisted | Sell (S) | −58,040 | -$839.1K | EDGAR |
| 2019-01-29 | TWO HARBORS INVESTMENT CORP. (TWOpE) Delisted | Grant (A) | +20,833 | $300.0K | EDGAR |
| 2018-05-16 | TWOpC | Sell (S) | −16,141 | -$251.0K | EDGAR |
| 2018-01-31 | TWOpC | Sell (S) | −44,028 | -$667.6K | EDGAR |
| 2018-01-29 | TWOpC | Grant (A) | +109,126 | $1.65M | EDGAR |
| 2017-11-13 | GPMT | Buy (P) | +10,000 | $175.6K | EDGAR |
| 2017-06-30 | GPMT | Buy (P) | +15,000 | $292.5K | EDGAR |
| 2017-01-30 | TWO | Grant (A) | +274,599 | $2.40M | EDGAR |
| 2016-01-28 | TWO | Grant (A) | +327,421 | $2.40M | EDGAR |
| 2015-11-16 | TWO | Buy (P) | +10,000 | $82.8K | EDGAR |