Dan H. Arnold

CIK 1487487 · President & CEO · last filed 2024-06-18

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$42.16M

Companies

1

Total Filings

61

Lifetime Open-Market Net

-$86.38M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LPLA President & CEO 142,607 $295.66 $42.16M -$86.38M 55 2024-06-18

Recent Filings · Page 5 of 7

61 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-08-25 LPLA Exer (M) +17,985 $500.0K EDGAR
2017-03-15 LPLA Mixed −15,428 -$603.8K EDGAR
2017-02-15 LPLA Grant (A) +38,809 $0 EDGAR
2016-03-08 LPLA Sell (S) −1,208 -$25.7K EDGAR
2016-02-29 LPLA Mixed +14,026 -$21.1K EDGAR
2015-12-21 LPLA Gift (G) −3,500 $0 EDGAR
2015-06-12 LPLA Mixed -$86.3K EDGAR
2015-03-10 LPLA Grant (A) +3,622 $0 EDGAR
2015-03-04 LPLA Sell (S) −3,661 -$165.3K EDGAR
2015-02-26 LPLA Mixed −2,271 -$202.6K EDGAR
Showing 4150 of 61
Page 5 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.