Thomas J. Flannery

CIK 1493782 · Chief Investment Officer · last filed 2023-12-26

Thomas J. Flannery is a Chief Investment Officer who has filed 7 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing shows the insider bought $39.2K of DHY on Dec 26, 2023. Across all open-market trades the lifetime net is +$420.3K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $376.2K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$376.2K

Companies

2

Total Filings

7

Lifetime Open-Market Net

$420.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
DHY	Chief Investment Officer	215,000	$1.75	$376.2K	$442.0K	4	2023-12-26
CIK	Chief Investment Officer	0	$2.45	$0	-$21.7K	3	2021-05-19

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2023-12-26	DHY	Buy (P)	+20,000	$39.2K	EDGAR
2023-01-26	DHY	Buy (P)	+45,000	$82.8K	EDGAR
2021-05-19	CIK	Sell (S)	−83,532	-$294.4K	EDGAR
2020-05-28	DHY	Buy (P)	+100,000	$193.0K	EDGAR
2016-01-25	DHY	Buy (P)	+50,000	$127.0K	EDGAR
2015-06-16	CIK	Buy (P)	+33,532	$107.0K	EDGAR
2015-02-25	CIK	Buy (P)	+50,000	$165.8K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.