Robert D. Jr. Pomeroy

CIK 1503748 · CEO and Chairman of the Board · last filed 2022-12-12

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.77M

Companies

5

Total Filings

33

Lifetime Open-Market Net

$1.14M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HTFC CEO and Chairman of the Board 181,538 $25.02 $4.54M $59.9K 1 2022-12-12
Horizon Technology Finance Corp (HTFB) Delisted CHIEF EXECUTIVE OFFICER 169,921 $25.72 $4.37M $209.3K 4 2022-06-22
Horizon Technology Finance Corp (HTFA) Delisted Chief Executive Officer 138,690 $25.15 $3.49M $460.3K 8 2021-03-09
Horizon Technology Finance Corp (HTF) Delisted Chief Executive Officer 63,423 $370.2K 16 2016-11-08
HRZN Chief Executive Officer 52,149 $4.36 $227.4K $42.1K 4 2011-12-06

Recent Filings · Page 3 of 4

33 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2014-12-09 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +750 $10.3K EDGAR
2014-03-17 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +1,500 $19.3K EDGAR
2013-11-13 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +4,000 $56.3K EDGAR
2013-08-19 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +1,000 $13.6K EDGAR
2012-12-06 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +500 $7.0K EDGAR
2012-09-06 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +600 $10.0K EDGAR
2012-06-15 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +240 $3.7K EDGAR
2012-06-04 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +500 $7.7K EDGAR
2012-05-11 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +500 $8.4K EDGAR
2011-12-06 HRZN Buy (P) +350 $5.3K EDGAR
Showing 2130 of 33
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.