Robert D. Jr. Pomeroy
CIK 1503748 · CEO and Chairman of the Board · last filed 2022-12-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.77M
Companies
5
Total Filings
33
Lifetime Open-Market Net
$1.14M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HTFC | CEO and Chairman of the Board | 181,538 | $25.02 | $4.54M | $59.9K | 1 | 2022-12-12 |
| Horizon Technology Finance Corp (HTFB) Delisted | CHIEF EXECUTIVE OFFICER | 169,921 | $25.72 | $4.37M | $209.3K | 4 | 2022-06-22 |
| Horizon Technology Finance Corp (HTFA) Delisted | Chief Executive Officer | 138,690 | $25.15 | $3.49M | $460.3K | 8 | 2021-03-09 |
| Horizon Technology Finance Corp (HTF) Delisted | Chief Executive Officer | 63,423 | — | — | $370.2K | 16 | 2016-11-08 |
| HRZN | Chief Executive Officer | 52,149 | $4.36 | $227.4K | $42.1K | 4 | 2011-12-06 |
Recent Filings · Page 4 of 4
33 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-11-21 | HRZN | Buy (P) | +1,000 | $15.6K | EDGAR |
| 2011-08-18 | HRZN | Buy (P) | +1,000 | $15.6K | EDGAR |
| 2011-08-16 | HRZN | Buy (P) | +350 | $5.6K | EDGAR |
Showing 31–33 of 33
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Page 4 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.