Roy C. Hardiman

CIK 1506218 · Chief Business & Strategy Ofcr · last filed 2026-01-28

Roy C. Hardiman is a Chief Business & Strategy Ofcr who has filed 20 SEC Form 4 insider transactions across 2 companies since 2019. The most recent filing, for ALMS, was dated Jan 28, 2026. Across all open-market trades the lifetime net is −$1.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.14M

Companies

2

Total Filings

20

Lifetime Open-Market Net

-$1.30M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ALMS Chief Business & Strategy Ofcr 212,818 $24.15 $5.14M $0 4 2026-01-28
Principia Biopharma Inc. (PRNB) Delisted Chief Business Officer 0 -$1.30M 7 2020-09-28

Recent Filings

20 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-01-28 ALMS Grant (A) $0 EDGAR
2025-07-31 ALMS Grant (A) +28,000 $0 EDGAR
2025-02-20 ALMS Grant (A) $0 EDGAR
2024-07-01 ALMS Mixed $0 EDGAR
2020-09-28 Principia Biopharma Inc. (PRNB) Delisted Mixed −119,677 -$11.97M EDGAR
2020-09-22 Principia Biopharma Inc. (PRNB) Delisted Mixed -$470.6K EDGAR
2020-06-15 Principia Biopharma Inc. (PRNB) Delisted Mixed -$282.2K EDGAR
2020-03-17 Principia Biopharma Inc. (PRNB) Delisted Mixed -$219.2K EDGAR
2020-03-05 Principia Biopharma Inc. (PRNB) Delisted Grant (A) $0 EDGAR
2019-12-13 Principia Biopharma Inc. (PRNB) Delisted Mixed -$222.3K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.