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DG Capital Management, LLC

CIK 1512716 · last filed 2015-04-06

DG Capital Management, LLC is a corporate insider who has filed 1 SEC Form 4 insider transactions across 1 company since 2015. The most recent filing shows the insider sold $1.1M of HCHC on Apr 6, 2015. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history. The firm reports its address in New York, NY. 10 SEC filings were submitted jointly with Dov Gertzulin.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

1

Lifetime Open-Market Net

-$1.08M

Filer Profile

Reported Address
420 LEXINGTON AVENUE
SUITE 2745
NEW YORK, NY 10170
Phone
(646) 942-5700
State of Incorporation
DE
Related Filers
Dov Gertzulin — 10 joint filings, latest 2024-10-30
COAL Co WESTMORELAND — 2 joint filings, latest 2017-02-10
ACORN CAPITAL ADVISORS GP, LLC — same reported address
HCFP/Capital Partners III LLC — same reported address
HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) — same reported address
Pavilion Venture Partners LLC — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
INNOVATE Corp. (HCHC) Delisted 10%+ Owner 1,044,015 $3.68 $3.84M -$1.08M 1 2015-04-06

Recent Filings

1 filing
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-04-06 INNOVATE Corp. (HCHC) Delisted Sell (S) −98,436 -$1.08M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.