Home

HCFP/Capital Partners III LLC

CIK 1665111 · last filed 2018-04-09

HCFP/Capital Partners III LLC is a corporate insider who has filed 12 SEC Form 4 insider transactions across 4 companies since 2016. The most recent filing, for PAVMZ, was dated Apr 9, 2018. Across all open-market trades the lifetime net is +$161.9K, making them a net buyer over the disclosed history. The firm reports its address in New York, NY. 30 SEC filings were submitted jointly with Lishan Aklog.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

4

Total Filings

12

Lifetime Open-Market Net

$161.9K

Filer Profile

Reported Address
420 LEXINGTON AVENUE
SUITE 300
NEW YORK, NY 10170
Phone
(212) 401-1951
State of Incorporation
DE
Related Filers
Lishan Aklog — 30 joint filings, latest 2018-04-09
PAVmed Inc. — 30 joint filings, latest 2018-04-09
Pavilion Venture Partners LLC — 30 joint filings, latest 2018-04-09
ACORN CAPITAL ADVISORS GP, LLC — same reported address
DG Capital Management, LLC — same reported address
HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PAVmed Inc. (PAVMZ) Delisted 10%+ Owner — $0.00 — $0 1 2018-04-09
PAVmed Inc. (PAVMW) Delisted 10%+ Owner 5,044,983 $0.03 $146.3K $20.5K 6 2018-02-16
PAVmed Inc. (PAVM.W) Delisted 10%+ Owner 143,800 — — $141.4K 3 2016-09-16
PAVmed Inc. (PAVM.U) Delisted 10%+ Owner 35,500 — — $0 2 2016-06-01

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-04-09 PAVmed Inc. (PAVMZ) Delisted Mixed — $0 EDGAR
2018-02-16 PAVmed Inc. (PAVMW) Delisted Mixed −102,459 $0 EDGAR
2017-09-14 PAVmed Inc. (PAVMW) Delisted Buy (P) +2,100 $2.0K EDGAR
2017-09-07 PAVmed Inc. (PAVMW) Delisted Buy (P) +5,097 $0 EDGAR
2017-08-29 PAVmed Inc. (PAVMW) Delisted Buy (P) +2,700 $0 EDGAR
2017-08-25 PAVmed Inc. (PAVMW) Delisted Buy (P) +27,000 $0 EDGAR
2017-08-17 PAVmed Inc. (PAVMW) Delisted Buy (P) +5,655 $18.5K EDGAR
2016-09-16 PAVmed Inc. (PAVM.W) Delisted Buy (P) +4,500 $60.3K EDGAR
2016-09-01 PAVmed Inc. (PAVM.W) Delisted Buy (P) +1,200 $17.2K EDGAR
2016-08-25 PAVmed Inc. (PAVM.W) Delisted Buy (P) +4,500 $64.0K EDGAR
Showing 1–10 of 12
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.