AWM Investment Company, Inc.
CIK 1535264 · last filed 2026-06-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$123.37M
Companies
32
Total Filings
214
Lifetime Open-Market Net
-$49.52M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MASS | 10%+ Owner | 4,887,491 | $8.27 | $40.42M | -$2.66M | 4 | 2026-06-04 |
| GAIA | 10%+ Owner | 1,952,706 | $2.50 | $4.88M | -$103.3K | 1 | 2025-05-09 |
| UGRO | 10%+ Owner | 1,212,836 | $2.82 | $3.42M | -$308.0K | 9 | 2024-12-17 |
| GNSS | 10%+ Owner | 5,678,319 | $1.93 | $10.96M | -$2.19M | 12 | 2024-11-05 |
| Real Good Food Company, Inc. (RGF) Delisted | 10%+ Owner | 2,466,227 | $1.25 | $3.08M | -$1.38M | 11 | 2024-03-01 |
| Societal CDMO, Inc. (SCTL) Delisted | 10%+ Owner | 10,266,144 | $1.10 | $11.29M | -$117.0K | 4 | 2023-08-28 |
| EMCORE CORP (EMKR) Delisted | 10%+ Owner | 5,395,963 | $3.10 | $16.70M | -$944.9K | 4 | 2023-06-20 |
| G Medical Innovations Holdings Ltd. (GMVDW) Delisted | 10%+ Owner | 1,000,000 | $6.90 | $6.90M | -$664.9K | 1 | 2023-04-04 |
| DXLG | 10%+ Owner | 9,399,297 | $0.69 | $6.49M | -$8.81M | 12 | 2023-03-17 |
| IONM | 10%+ Owner | 1,394,271 | $0.00 | $139 | -$3.19M | 2 | 2022-08-08 |
| Societal CDMO, Inc. (REPH) Delisted | 10%+ Owner | 5,081,901 | $2.09 | $10.62M | -$1.35M | 4 | 2021-12-23 |
| INVO Fertility, Inc. (INVO) Delisted | 10%+ Owner | 1,159,075 | $0.83 | $965.5K | $424.2K | 3 | 2021-10-12 |
| INFU | 10%+ Owner | 2,000,000 | $9.14 | $18.28M | $78.9K | 2 | 2020-06-09 |
| LIQT | 10%+ Owner | 2,043,290 | $0.87 | $1.78M | -$651.5K | 1 | 2019-11-15 |
| IPWR | 10%+ Owner | 205,959 | $6.10 | $1.26M | $3.80M | 4 | 2019-10-15 |
| Genasys Inc. (LRAD) Delisted | 10%+ Owner | 4,850,706 | — | — | $699.0K | 8 | 2019-08-06 |
| OPRX | 10%+ Owner | 1,221,528 | $5.23 | $6.39M | -$2.61M | 4 | 2019-05-22 |
| EMAGIN CORP (EMAN) Delisted | 10%+ Owner | 4,943,624 | $2.07 | $10.23M | -$1.29M | 3 | 2019-01-08 |
| Ernexa Therapeutics Inc. (NTN) Delisted | 10%+ Owner | 251,562 | $2.70 | $679.2K | -$520.5K | 12 | 2018-03-14 |
| XWELL, Inc. (FH) Delisted | 10%+ Owner | 2,695,595 | — | — | -$468.7K | 3 | 2017-12-29 |
| IZEA | 10%+ Owner | 568,216 | $3.62 | $2.06M | -$2.58M | 1 | 2017-09-26 |
| IDN | 10%+ Owner | 1,492,043 | $4.09 | $6.10M | -$1.87M | 12 | 2017-08-14 |
| TearLab Corp (TEAR) Delisted | 10%+ Owner | 638,289 | — | — | -$1.05M | 1 | 2017-03-31 |
| CVU | 10%+ Owner | 904,040 | $5.01 | $4.53M | -$547.4K | 3 | 2016-03-29 |
| BWEN | 10%+ Owner | 1,548,722 | $4.18 | $6.47M | -$3.30M | 22 | 2016-03-21 |
| POCI | 10%+ Owner | 0 | $5.89 | $0 | -$4.40M | 6 | 2016-02-17 |
| Cellectar Biosciences, Inc. (CLRB.W) Delisted | 10%+ Owner | 35,253 | — | — | -$1.11M | 19 | 2016-01-04 |
| WaferGen Bio-systems, Inc. (WGBS) Delisted | 10%+ Owner | 602,345 | — | — | -$2.20M | 2 | 2015-09-25 |
| PFSWEB INC (PFSW) Delisted | 10%+ Owner | 1,934,458 | $7.49 | $14.49M | -$4.39M | 19 | 2015-09-25 |
| CTPARTNERS EXECUTIVE SEARCH INC. (CTP) Delisted | 10%+ Owner | 830,718 | — | — | -$3.24M | 12 | 2015-06-10 |
| LTBR | 10%+ Owner | 1,099,954 | $9.40 | $10.34M | -$5.26M | 4 | 2015-06-08 |
| ADEPT TECHNOLOGY INC (ADEP) Delisted | 10%+ Owner | 1,854,812 | — | — | $2.68M | 2 | 2015-02-09 |
Recent Filings · Page 3 of 22
214 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-06-14 | EMCORE CORP (EMKR) Delisted | Sell (S) | −151,438 | -$109.2K | EDGAR |
| 2023-06-08 | Real Good Food Company, Inc. (RGF) Delisted | Sell (S) | −21,873 | -$77.8K | EDGAR |
| 2023-05-31 | EMCORE CORP (EMKR) Delisted | Sell (S) | −117,098 | -$89.6K | EDGAR |
| 2023-05-25 | EMCORE CORP (EMKR) Delisted | Sell (S) | −340,489 | -$290.7K | EDGAR |
| 2023-05-24 | Real Good Food Company, Inc. (RGF) Delisted | Sell (S) | −22,458 | -$81.6K | EDGAR |
| 2023-04-27 | Societal CDMO, Inc. (SCTL) Delisted | Sell (S) | −370,000 | -$259.0K | EDGAR |
| 2023-04-04 | G Medical Innovations Holdings Ltd. (GMVDW) Delisted | Sell (S) | −737,500 | -$664.9K | EDGAR |
| 2023-04-03 | Real Good Food Company, Inc. (RGF) Delisted | Sell (S) | −6,994 | -$31.5K | EDGAR |
| 2023-03-29 | Real Good Food Company, Inc. (RGF) Delisted | Sell (S) | −5,677 | -$27.0K | EDGAR |
| 2023-03-22 | Real Good Food Company, Inc. (RGF) Delisted | Sell (S) | −20,018 | -$98.3K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.