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Brad Farrell

CIK 1537872 · CFO and Treasurer · last filed 2019-01-30

Brad Farrell is a CFO and Treasurer who has filed 25 SEC Form 4 insider transactions across 2 companies since 2012. The most recent filing shows the insider sold $421.4K of TWO on Jan 30, 2019. Across all open-market trades the lifetime net is −$2.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $807.2K across reported positions. 41 SEC filings were submitted jointly with TWO HARBORS INVESTMENT CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$807.2K

Companies

2

Total Filings

25

Lifetime Open-Market Net

-$2.55M

Filer Profile

Reported Address
601 CARLSON PARKWAY
SUITE 1400
MINNETONKA, MN 55305
Related Filers
TWO HARBORS INVESTMENT CORP. — 41 joint filings, latest 2019-01-30
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TWO CFO and Treasurer 66,272 $12.18 $807.2K -$2.60M 19 2019-01-30
TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted Vice Pres., CFO & Treasurer 90,803 — — $47.6K 6 2013-08-19

Recent Filings

25 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-01-30 TWO Sell (S) −29,095 -$421.4K EDGAR
2018-11-19 TWO Sell (S) −4,000 -$57.1K EDGAR
2018-05-16 TWO Sell (S) −9,966 -$155.0K EDGAR
2018-01-31 TWO Sell (S) −24,761 -$375.7K EDGAR
2018-01-29 TWO Grant (A) +109,126 $1.65M EDGAR
2017-08-28 TWO Gift (G) −9,500 $0 EDGAR
2017-05-16 TWO Sell (S) −19,663 -$193.9K EDGAR
2017-02-07 TWO Sell (S) −15,937 -$140.4K EDGAR
2017-01-31 TWO Sell (S) −28,901 -$248.0K EDGAR
2017-01-30 TWO Grant (A) +114,416 $1000.0K EDGAR
Showing 1–10 of 25
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.