REGALS CAPITAL MANAGEMENT LP

CIK 1542838 · last filed 2015-12-28

REGALS CAPITAL MANAGEMENT LP is a corporate insider who has filed 5 SEC Form 4 insider transactions across 1 company since 2014. The most recent filing shows the insider exercised options on $1.1M of ORMP on Dec 28, 2015. Across all open-market trades the lifetime net is +$2.4M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $4.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$4.94M

Companies

1

Total Filings

5

Lifetime Open-Market Net

$2.40M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ORMP	10%+ Owner	1,186,823	$4.16	$4.94M	$2.40M	3	2015-12-28

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-12-28	ORMP	Exer (X)	+290,459	$1.09M	EDGAR
2015-10-27	ORMP	Buy (P)	—	$0	EDGAR
2014-02-06	ORMP	Buy (P)	+153,876	$2.40M	EDGAR
2013-02-21	—	Buy (P)	+45,000,000	$2.25M
2012-12-13	—	Mixed	—	$0

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.